Here is a list of the SEC Investor Advisory Committee members, our subcommittee assignments, affiliations, and constituencies that (according to SEC staff) we represent:
| Subcommittees | |||||||
| FirstName | LastName | Education | Purchaser | Owner | Title | Organization | Representing |
| Mark | Anson | 1 | 1 |
President and Executive Director of Investment Services | Nuveen Investments | institutional and high net worth clients | |
| Jeff | Brown | 1 | 1 | 1 | Senior VP, Office of Legislative & Regulatory Affairs | The Charles Schwab Corporation | from a regulatory and customer-service perspective, providers of tools to retail investors who elect to make their own investment decisions |
| Mercer | Bullard | 1 | Founder | Fund Democracy | individual mutual fund investors | ||
| Hye-Won | Choi | 1 | Senior VP & Head of Corp. Governance | TIAA-CREF | those involved in retirement planning for investors who work in academic, medical, cultural and research institutions | ||
| Stephen | Davis | 1 | Executive Director, Millstein Center for Corporate Governance | Yale University School of Management | international institutional investors | ||
| Abe | Friedman | 1 | 1 | Managing Director | Barclays Global Investors | very large global institutional investors | |
| Mac | Hisey | 1 | President | AARP Financial Inc. | senior investors | ||
| Mellody | Hobson | 1 | President | Ariel Investments | smaller, as well as minority-owned, institutional investors | ||
| Dennis | Johnson | 1 | 1 | Managing Director | Shamrock Capital Advisors | hedge funds | |
| Fred J. | Joseph | 1 | 1 | Colorado Securities Commissioner & Acting State Bank Commissioner | Colorado Department of Regulatory Agencies | State Securities Regulators | |
| Adam | Kanzer | 1 | Managing Director & General Counsel | Domini Social Investments | social investors | ||
| Mark | Latham | 1 | 1 | Executive Director | VoterMedia.org | individual investors, particularly with respect to their role in corporate governance | |
| Barbara | Roper | 1 | Director, Investor Protection | Consumer Federation of America | individual investors, with a particular focus on investor protection | ||
| Dallas | Salisbury | 1 | 1 | President and CEO | Employee Benefit Research Institute | individual investors, especially with respect to employee retirement issues | |
| Kurt | Schacht | 1 | Managing Director | CFA Institute | investment professionals | ||
| Damon | Silvers | 1 | Associate General Counsel | AFL-CIO | institutional labor investors | ||
| Kurt P. | Stocker | 1 | 1 | Member of the Board | NYSE | individual investors | |
| Ann | Yerger | 1 | Executive Director | Council of Institutional Investors | pension funds and those who depend upon them | ||
| Total #: | 18 | 8 | 8 | 11 | [Subcommittee chairs flagged in bold red] | ||
This is great! How do we get in touch with these representatives? Is there one collective mailbox or is each committee member giving out their e-mail address?
Comment by James McRitchie — October 19, 2009 @ 1:58 pm
I don’t think each committee member is giving out their email address. Mine is mark[at]votermedia.org. The representatives can read public comments submitted regarding the committee’s meetings. You can submit a public comment by following a “submit comments” link from this page: http://www.sec.gov/spotlight/investoradvisorycommittee.shtml
Comment by votermedia — October 19, 2009 @ 7:22 pm