Here is a list of the SEC Investor Advisory Committee members, our subcommittee assignments, affiliations, and constituencies that (according to SEC staff) we represent:
Subcommittees | |||||||
FirstName | LastName | Education | Purchaser | Owner | Title | Organization | Representing |
Jeff | Brown | 1 | 1 | 1 | Senior VP, Office of Legislative & Regulatory Affairs | The Charles Schwab Corporation | From a regulatory and customer-service perspective, providers of tools to retail investors who elect to make their own investment decisions |
Mercer | Bullard | Chair | Founder | Fund Democracy | Individual mutual fund investors | ||
Hye-Won | Choi | 1 | Senior VP & Head of Corp. Governance | TIAA-CREF | Those involved in retirement planning for investors who work in academic, medical, cultural and research institutions | ||
Stephen | Davis | Chair | Executive Director, Millstein Center for Corporate Governance | Yale University School of Management | International institutional investors | ||
Abe | Friedman | 1 | Global Head of Corporate Governance & Responsible Investment | BlackRock | Very large global institutional investors | ||
Mac | Hisey | 1 | President | AARP Financial Inc. | Senior investors | ||
Mellody | Hobson | 1 | President | Ariel Investments | Smaller, as well as minority-owned, institutional investors | ||
Fred J. | Joseph | 1 | 1 | Colorado Securities Commissioner & Acting State Bank Commissioner | Colorado Department of Regulatory Agencies | State securities regulators | |
Adam | Kanzer | 1 | Managing Director & General Counsel | Domini Social Investments | Social investors | ||
Mark | Latham | 1 | Founder | VoterMedia.org | Individual investors, particularly with respect to their role in corporate governance | ||
Barbara | Roper | 1 | Director, Investor Protection | Consumer Federation of America | Individual investors, with a particular focus on investor protection | ||
Dallas | Salisbury | Chair | 1 | President and CEO | Employee Benefit Research Institute | Individual investors, especially with respect to employee retirement issues | |
Kurt | Schacht | 1 | Managing Director | CFA Institute | Investment professionals | ||
Damon | Silvers | 1 | Associate General Counsel | AFL-CIO | Institutional labor investors | ||
Kurt P. | Stocker | 1 | 1 | Member of the Board | NYSE | Individual investors | |
Ann | Yerger | 1 | Executive Director | Council of Institutional Investors | Pension funds and those who depend upon them | ||
Total #: | 16 | 5 | 7 | 9 |
This is great! How do we get in touch with these representatives? Is there one collective mailbox or is each committee member giving out their e-mail address?
Comment by James McRitchie — October 19, 2009 @ 1:58 pm
I don’t think each committee member is giving out their email address. Mine is mark[at]votermedia.org. The representatives can read public comments submitted regarding the committee’s meetings. You can submit a public comment by following a “submit comments” link from this page: http://www.sec.gov/spotlight/investoradvisorycommittee.shtml
Comment by votermedia — October 19, 2009 @ 7:22 pm
BTW although this post is dated October 2, 2009, I am continuing to update the table as information changes. I’ve also linked it from this blog’s main page (links list — “seciac members”).
Comment by Mark Latham — April 3, 2010 @ 11:15 am
[…] individual investors on the SEC Investor Advisory Committee (IAC). (Here are links to its member list and SEC web page.) I’ve learned a lot from my colleagues on the committee and from SEC staff. […]
Pingback by I won’t be on the new SEC IAC « VoterMedia Finance Blog — September 9, 2010 @ 12:12 pm