Votermedia Finance Blog

October 2, 2009

SECIAC Members, Subcommittees & Constituencies

Filed under: Uncategorized — Tags: — Mark Latham @ 3:55 pm

Here is a list of the SEC Investor Advisory Committee members, our subcommittee assignments, affiliations, and constituencies that (according to SEC staff) we represent:

FirstName LastName Education Purchaser Owner Title Organization Representing
Jeff Brown 1 1 1 Senior VP, Office of Legislative & Regulatory Affairs The Charles Schwab Corporation From a regulatory and customer-service perspective, providers of tools to retail investors who elect to make their own investment decisions
Mercer Bullard
Founder Fund Democracy Individual mutual fund investors
Hye-Won Choi

1 Senior VP & Head of Corp. Governance TIAA-CREF Those involved in retirement planning for investors who work in academic, medical, cultural and research institutions
Stephen Davis

Chair Executive Director, Millstein Center for Corporate Governance Yale University School of Management International institutional investors
Abe Friedman
1 Global Head of Corporate Governance & Responsible Investment BlackRock Very large global institutional investors
Mac Hisey
President AARP Financial Inc. Senior investors
Mellody Hobson 1

President Ariel Investments Smaller, as well as minority-owned, institutional investors
Fred J. Joseph 1 1
Colorado Securities Commissioner & Acting State Bank Commissioner Colorado Department of Regulatory Agencies State securities regulators
Adam Kanzer

1 Managing Director & General Counsel Domini Social Investments Social investors
Mark Latham 1 Founder Individual investors, particularly with respect to their role in corporate governance
Barbara Roper
Director, Investor Protection Consumer Federation of America Individual investors, with a particular focus on investor protection
Dallas Salisbury Chair 1
President and CEO Employee Benefit Research Institute Individual investors, especially with respect to employee retirement issues
Kurt Schacht
Managing Director CFA Institute Investment professionals
Damon Silvers

1 Associate General Counsel AFL-CIO Institutional labor investors
Kurt P. Stocker 1
1 Member of the Board NYSE Individual investors
Ann Yerger

1 Executive Director Council of Institutional Investors Pension funds and those who depend upon them

Total #: 16 5 7 9


  1. This is great! How do we get in touch with these representatives? Is there one collective mailbox or is each committee member giving out their e-mail address?

    Comment by James McRitchie — October 19, 2009 @ 1:58 pm

    • I don’t think each committee member is giving out their email address. Mine is mark[at] The representatives can read public comments submitted regarding the committee’s meetings. You can submit a public comment by following a “submit comments” link from this page:

      Comment by votermedia — October 19, 2009 @ 7:22 pm

  2. BTW although this post is dated October 2, 2009, I am continuing to update the table as information changes. I’ve also linked it from this blog’s main page (links list — “seciac members”).

    Comment by Mark Latham — April 3, 2010 @ 11:15 am

  3. […] individual investors on the SEC Investor Advisory Committee (IAC). (Here are links to its member list and SEC web page.) I’ve learned a lot from my colleagues on the committee and from SEC staff. […]

    Pingback by I won’t be on the new SEC IAC « VoterMedia Finance Blog — September 9, 2010 @ 12:12 pm

RSS feed for comments on this post.

Sorry, the comment form is closed at this time.

Blog at

%d bloggers like this: