SECIAC Meeting Agenda & Schedule for Monday Feb 22

Securities and Exchange Commission Investor Advisory Committee meeting in DC this coming Monday, February 22:

– Webcast should be linked from here or here.

Agenda

9:00 a.m. Opening Remarks

• Chairman Mary L. Schapiro
• Commissioner Luis A. Aguilar

9:15 –9:30 a.m.  Draft Conflict of Interest Policy

9:30 –10:00 a.m. Investor as Owner Subcommittee Recommendations

• Regulation FD
• Proxy Voting Transparency

10:00 a.m. –12:00 p.m.  Discussion Items

• Discussion with the Investor as Owner Subcommittee
  • ESG Disclosure Work Plan
  • Financial Reform Legislation & Impact on SEC
• Discussion with the Investor Education Subcommittee
  • Activity Report
  • National Financial Capability Survey

12:00 –12:45 p.m.  Break/Recess

12:45 –2:45 p.m. Discussion Items (continued)

• Discussion with the Investor as Purchaser Subcommittee
  • Fiduciary Responsibility
  • Mandatory Arbitration

2:45 – 3:30 p.m.  Next Steps/Closing Comments

3:30 p.m. Adjourn